Regulatory & Compliance Services

At Leroy & Goldbach, we advise PSFs, AIFMs, and Management Companies (Chapters 15 and 16) on meeting Luxembourg’s evolving regulatory, compliance, and governance obligations. Our team combines legal precision with practical implementation experience to help clients operate effectively within the Luxembourg and EU regulatory frameworks.
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Our expertise covers the full regulatory lifecycle — from authorisation and structuring to ongoing compliance and supervisory interaction.

Our services include

CSSF applications, approvals, and notifications, including support for new licences, amendments, and cross-border passports;

Preparation and review of compliance frameworks, including governance charters, policies, and procedures;

ESG/SFDR alignment and disclosures, covering Articles 6–9 classification, periodic reporting, and EU Taxonomy integration;

AML/CFT risk assessments, due diligence, and policies, including assistance with onboarding procedures and periodic reviews;

Regulatory gap analysis to benchmark existing operations against CSSF expectations and industry standards;

Ongoing compliance monitoring and training for boards, managers, and compliance officers;

Liaison with regulators, including responding to CSSF queries and on-site visits.

We act as a strategic compliance partner, not just a legal adviser — helping clients navigate increasing regulatory complexity while maintaining operational efficiency and business agility.

Ready to strengthen your regulatory compliance? Speak to a partner about CSSF, ESG/SFDR, and AML/CFT solutions.