We advise on the full spectrum of financial regulatory and compliance matters affecting investment funds, asset management and financial services businesses. Our work covers licensing and regulatory approvals, including before the CSSF, as well as pre-marketing and marketing notifications, cross-border expansion, governance, compliance frameworks and supervisory interactions.
We provide practical legal risk assessments and day-to-day regulatory advice, helping clients understand how applicable rules affect their business, transactions and operations, and how to mitigate enforcement and compliance risk. We also assist in the design and implementation of effective, business-oriented internal compliance programmes.
Our practice covers, in particular, financial regulatory compliance, investment management regulation, fintech, AML / KYC, MiFID, e-money, crypto-assets, ESG, sanctions and export controls, data protection and cybersecurity, corporate governance and internal investigations.
Key areas include
- Financial Regulatory & Compliance
- Investment Management Regulation
- Corporate Governance & Compliance
- Fintech
- AML / KYC
- MiFID
- E-Money & Crypto-Assets
- ESG
- Sanctions & Export Controls
- Data Privacy & Cybersecurity
- White Collar & Investigations
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